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Reshaping the Military for Asymmetric Warfare
 
Oct. 5, 2001 View Standard Version

The tragic and shocking attacks of Sept. 11 have raised fundamental questions about the shape and composition of future U.S. forces. An independent defense review published by the Center for Defense Information, and released just before the attacks, provides a roadmap for substantially restructuring the U.S. military to counter new threats in the first quarter of the 21st century.

The review concludes that the U.S. military can, and must, be restructured to successfully undertake fourth-generation warfare against asymmetric threats — the kind of threats posed by terrorist networks. The study places a premium on the need for addressing personnel issues and doctrine, rather than hardware. It argues for boosting the cohesion and initiative-taking of U.S. troops, and asserts that the agility of America's forces should be enhanced by creating lighter, smaller and more mobile units. In contrast to the recently-issued Quadrennial Defense Review (QDR), the report suggests reductions in legacy forces to free up resources for transformation of other forces and for the other, ever more important, components of national security.

Extracts from the report, Reforging the Sword: U.S. Forces for a 21st Century Security Strategy, particularly relevant to asymmetric warfare and counter-terrorism are provided below with page references to the full version of the report. Full and condensed versions of the report are available online at www.cdi.org/mrp.

Topics covered below include:

A Different Form of Warfare
Strategies to Win Asymmetric Warfare
A New Operational Focus for the Military on Smaller-Scale Contingencies
Directions for Transformation of Forces
Overall Priorities for the Future
Implications for Units and Weapons
Special Operations Forces
Intelligence
National Missile Defense
Increased and Improved Collaboration and Integration with Allies and Partners
Improved Collaboration and Integration with NGOs, Other Government Agencies, and International Organizations
Improved Collaboration and Integration with Civilian Agencies on Transnational Issues
Adjusting Forward Deployment and Increasing Military Engagement and Mobility

 
A Different Form of Warfare

At root, the "American way of war" remains focused on a paradigm variously known as attrition, second-generation, or Industrial Age warfare. This style of war-fighting tends to be linear and slow moving, relying on masses of men and material to physically crush (albeit not necessarily through frontal assaults) or threatening to crush an opponent. Industrially, second-generation warfare emulates and relies on mass production techniques to mobilize, train and equip, and deploy military forces. . . .

Real third-generation war-fighting breaks battlefield linearity by seeking and exploiting a combination of "spaces and timing" vis-a-vis an enemy — that is, creating or at least finding weak points or gaps in enemy thinking and dispositions and taking advantage of these openings before the opponent can rectify them. The objective of this kind of warfare is to collapse the opponent's will to fight early (ideally, even before becoming decisively engaged) by introducing chaos into his intelligence/surveillance-evaluation/command-action/ reaction processes. This can be done by anticipating the actions of the opponent and preempting his intentions via unexpected thrusts and parries by highly agile, dispersed friendly forces brought together quickly for the mission and just as quickly dispersed when the action is finished. This type of warfare also may free forces from the ponderous support structure characteristic of Industrial Age warfare.

Just as second- and third-generation warfare intermingle, they are both interpenetrated by what some call fourth-generation warfare. This primarily involves land forces (although targets can be naval vessels and air assets) — irregular or guerilla warfare carried out by groups motivated by ideology, revenge, lust for power, ethnicity, religion or some other unifying bond. Such irregulars often are associated with or supported by regular military forces, but in the late 20th century this was less often the case. In fact there are countervailing trends. There are more small groups or very loosely knit organizations which employ terror by threatening to or actually attacking civilian populations and infrastructure — the so-called asymmetric style of warfare. Some receive support, safe harbor, or encouragement from nations while others seem to operate with little support. [pp. 37-38]


 
Strategies to Win Asymmetric Warfare

"Asymmetric" warfare . . . can be used with telling effect in major theater wars, in smaller-scale contingencies, and in terrorist
attacks. . . .

Because of U.S. dominance in [second-generation or attrition] warfare, however, opponents instead are likely to fight "asymmetrically" — avoiding U.S. strengths and attacking its vulnerabilities. They are likely to use either third-generation maneuver warfare (with regular armed forces) or, more likely, fourth-generation irregular warfare (with irregular attacks on vulnerable military units, population, infrastructure, culture, and institutions).

Two great military strategists — an ancient one, Sun Tzu, and a 20th century one, the late John Boyd . . . explain how to fight and win such warfare. Broadly, these strategists focused on how to win by outmaneuvering an enemy mentally, so as to limit the need for actual combat. Greatly simplified, their ideas suggest that to win asymmetric war:

Understand that military force is not the only, or necessarily the best, means of achieving national goals — excessive or inappropriate use of force breeds resentment and plants the seeds of future conflict.
 
Attract allies to one's own side, and subtract them from an opponent's side.
 
Focus on two major and complementary elements: create "harmony" and cohesion on one's own side, and foster chaos and paralysis on the other side
 
Surround the opponent with sustained ambiguity, deception, surprise, isolation, and menace; pursue multiple approaches and attacks, then switch between them and develop new thrusts faster than the opponent can cope; alternate unpredictably between the expected and unexpected, the orthodox and unorthodox, distracting moves and decisive moves, or in Sun Tzu's terminology, cheng and ch'i.
 
Understand that success in conflict depends most upon people, then ideas, and least upon hardware.
 
Fix fraying leadership and cohesion in the military, in part by ending constant personnel rotation among units, halting the system of premature discharging of mid-level officers, and training and empowering officers to exercise more initiative.
 
End a fixation on complex hardware, which is not only unreliable and expensive, but also creates complex bureaucracies to build, deploy, operate, supply, and fix it — bureaucracies that are unsuited to exercising the most important components of third- and fourth-generation warfare strategy: agility, quickness, flexibility, responsiveness, creativity, initiative.
 
Structure and equip U.S. forces so that they: are agile and flexible; provide commanders with multiple options; can switch between different thrusts quickly; continuously reshape themselves through experimentation and training; and most importantly, are well led. [pp. 72-3]

 
A New Operational Focus for the Military on Smaller-Scale Contingencies

"Smaller-scale contingencies" (SSCs) include a variety of military operations of smaller scale and intensity than major theater or regional wars, such as humanitarian, peacekeeping, peace enforcement, non-combatant evacuation operations — and military action to capture a terrorist or deny him shelter. The Sept. 30, 2001, QDR has moved in the direction of giving more prominence to smaller-scale contingencies, by eliminating the strategic necessity to be prepared to fight two major regional wars. More, however, must be done to shift resources, doctrine and training to reflect the increasing demand for such operations.

The large number and variety of [SSCs], however, call for a new focus on these operations as primary missions for the military in their own right, and suggest reshaping a portion of the force away from intense force-on-force combat and towards these more complex expeditionary missions.

Some suggest that these forces should constitute a special constabulary organization structured along military lines. Such units would not have the military's heavy armament but would be more heavily armed than police. (Alternatively, others suggest enlarging regular military police units.)

The experience of units in SSC interventions in Panama, Haiti, Bosnia, Rwanda-Congo, and Kosovo suggests that creating separate quasi-military units may not be the best course. The very unpredictability of SSCs, which can turn from traditional peacekeeping to peace maintenance and even peace enforcement, argue for forces that are trained to operate across most of the spectrum of conflict. The Marine Corps' "three-block war" unit training regimen that includes scenarios for mid-intensity war-fighting, peacekeeping, and humanitarian relief support seems to be appropriate for the majority of situations that U.S. ground forces actually will face in the foreseeable future. While the Army's transformation into a medium-weight force will facilitate its participation in these missions, it will retain for the mid-term elements of heavy striking power in armored/mechanized units. [p. 66]

 
Directions for Transformation of Forces

Quicken military forces in order to refocus them on smaller-scale contingencies in which they are likely to face asymmetric or fourth-generation warfare. Improve their mobility, agility, flexibility, and strategy and decision-making cycles. [p. 41]
 
. . . these changes envision a corresponding change in war-fighting doctrine that moves away from the ponderous and logistics-heavy formations of the 20th century to a more mobile, agile, responsive force. Such a force is made possible by incorporating lighter-weight equipment; better command, control, and communications networks; and improved intelligence, surveillance, and reconnaissance — all designed to allow U.S. commanders to get inside an opponent's observation-orientation-decision-action (OODA) cycle. [p. 117]
 
Transform some of the active heavy armored forces into forces more suited to smaller-scale contingencies. ... Preserve a heavy capability primarily in the reserves.
 
Focus transformation and funding on agile forces such as:
 
 
light- and medium-weight Army, Marine Corps, Special Operations;
littoral Navy;
lift, close air support, and interdiction Air Force; and
defensive nuclear, biological, and chemical forces and equipment.
 
Help fund the re-orientation with moderate reductions in the forces that are already overwhelmingly dominant in force-on-force combat such as:
 
 
— heavy active Army;
— open-ocean Navy;
— nuclear and air superiority Air Force;
— and offensive nuclear forces. [p. 43]

 
Overall Priorities for the Future

People: fix personnel problems, adequately fund military readiness and "quality of life."
 
Doctrine and training: adequately fund training and refine doctrine for third- and fourth-generation warfare and for joint operations with other nations, civilian agencies, international bodies, and non-governmental organizations.
 
Hardware: improve mobility with airlift, sealift, overseas facility infrastructure, and force transformation; develop equipment for interoperability with allies; prioritize development of human intelligence capabilities (and ability to process data into "understanding") over new satellite or other technical data collection and communication systems.
 
Other national security tools: adequately fund other components of national security, including the State Department, economic aid programs, and agencies that deal with transnational issues. [p. 105]

 
Implications for Units and Weapons

The report proposes a strategy of transforming some of the legacy heavy forces into more agile forces for smaller-scale contingencies. That strategy, the reduction in the heavy armored force-on-force threat, and the potential for greater allied contributions if realized could allow a refocusing of resources on transformed forces and a reduction in overall force size.

Pressure to free up funding and resources for transformed forces may be eased for a while, as military budget increases of tens of billions of dollars annually are likely in the wake of Sept. 11. Nevertheless, at some point the extra funding is likely to dry up and priorities will have to be set more tightly. Recognizing continuing resource constraints, the QDR noted, "the full promise of transformation will be realized as we divest ourselves of legacy forces and they move off the stage and resources move into new concepts, capabilities, and organizations that maximize our war-fighting effectiveness and the combat potential of America's men and women in uniform."

Reductions proposed in Reforging the Sword include:

3 Army divisions
3 aircraft carrier battle groups
almost 4 air wings [p. 119]

The Marine Corps, with its broad mix of ground, air, and sea capabilities would keep all three active divisions and air wings.

Certain weapons are more suited — and some are less suited — to the proposed strategy. Priorities suggested are:

Continue or accelerate:

— Light Armored Vehicle
— V-22-like transport aircraft
— airlifters
— communications and other equipment for interoperability with allies
— littoral-oriented naval vessels
— low-density/high-demand aircraft and tankers

Delay, cancel or cut:

— Crusader howitzer
— Comanche scout/attack helicopter
— B-2 bomber
— CVX, DD-21, NSSN
— F-22
— Nuclear weapons [pp. 126-7]

 
Special Operations Capabilities

In the unlikely event that it is well known where and how a weapon of mass destruction attack against the United States is being prepared in a foreign country, U.S. forces can of course conduct pre-emptive attacks. U.S. military strategy should ensure that Special Operations and other forces have a capability for long-range raids to attack weapon development, deployment, or launch sites and command structures if necessary to prevent weapons of mass destruction (WMD) attacks. [p. 70]

Such forces would also be able to conduct operations to capture terrorists.

 
Intelligence

Boost the human intelligence capabilities that improve knowledge and understanding of foreign cultures and governments. [p. 43]

Apart from taking advantage of external sources of information like NGOs, the Defense Department needs to substantially improve its organic intelligence capabilities and better develop and integrate foreign area knowledge and understanding into deployed units. Intelligence capabilities for SSCs need to focus as much on understanding the society and politics of an area as on targeting hostile weapons. [pp. 66-7]

The United States is already the world leader in collection and communication of raw data and information. The area that needs attention is moving from data to "knowledge" and then to "understanding." [p.106]


 
National Missile Defense

As with SSCs, that there will be future terrorism attempts on U.S. soil is agreed by many observers, but when and exactly where are unpredictable. The assumption, endorsed by virtually every recent special commission or blue-ribbon panel, is that within the first quarter of the 21st century the American homeland will suffer a significant deliberate attack involving biological, chemical, nuclear, or radiological sources. Such a prediction moves fourth-generation warfare into the first rank of threats and elevates "homeland defense" to a national priority. . . .

However likely or unlikely a terrorist attack, it is not clear that the military component of national security is well equipped to do much about it. National missile defense is the foremost military option, but it has never been satisfactorily explained why an opponent would choose the expensive, technically difficult, and suicidal method of delivering a weapon of mass destruction via missile rather than via truck, boat, or plane. Some scenarios in which it would be useful to have a working missile defense can always be described, but the program becomes a matter of priorities. The strategy proposed here puts other military needs — not least of which is fully funding personnel, training, and spare parts to ensure that today's forces are fully ready — at a higher priority than a missile defense system of high cost, of unknowable reliability in actual use, and that will likely be politically costly in relations with allies and with Russia and China. [p. 69]

 
Increased and Improved Collaboration and Integration with
Allies and Partners

The proposed strategy calls for a major new effort to boost ability and willingness to conduct military operations multinationally. This rests on an assumption that the conditions exist for allies and friends to increase their military capabilities and activities, and that an ambitious initiative to create a new mindset of collaboration could lead to realization of that potential.

A pivotal component of the strategy proposed here is to join more with partners and allies in concerted military, political, and economic action. For this to happen in the military sphere, allies will have to improve their military capabilities and be more politically ready to intervene than they were in the second half of the 20th century. (And the United States will have to alter its equipment and doctrine to allow for greater interoperability with allies.) [p. 44]

Integrate with allies and partners to collectively engage with areas of conflict, head off conflict if possible, and jointly intervene if not. Work with them to transform their militaries and to improve joint, multinational capabilities. [p. 41]

"Multinational Jointness." In addition to providing improved understanding of foreign conflict situations, there is substantial untapped potential for improved collaboration with allied or friendly forces in SSC operations. Operating more equally with foreign forces not only can reduce foreign resentment of the United States as a sole global policeman, but also could improve popular support for such operations domestically. The public is likely to look more favorably on operations with other countries where the United States is not bearing almost all of the burden (of cost, casualties, and responsibility).

The Defense Department has worked hard to make the services "joint," in terms of common — or at least compatible — communications, headquarters, equipment, and doctrine. A parallel opportunity may exist for integration of allied forces in SSCs along the lines of what the Defense Department has done for the U.S. services — expanding the concept of "jointness" to include foreign military services. If U.S. and a broad range of other nations' forces train units to be integrated into multinational command structures, a force package with a variety of types of units and nationalities could be assembled quickly for specific operations. Clearly, for this to work, much would need to be done in training, doctrine, and equipping to make allied forces more "interoperable" with U.S. forces. Decades of experience in NATO with this issue should provide a solid base to develop improved joint capability in the age of sophisticated electronics. [pp. 66-7]

 
Improved Collaboration and Integration with NGOs,
Other Government Agencies, and International Organizations

"Civilian Jointness." The definition of "Joint and Combined Forces" may also usefully be broadened to include civilian non-governmental organizations (NGOs), such as relief agencies, and non-military Other Government Agencies (OGAs), including international organizations. These groups often have been operating in an area before intervention forces arrive, and can provide essential understanding of the situation and culture where they are located. U.S. forces have cooperated with such organizations during interventions, but these ad hoc efforts could be substantially improved with development and institutionalization of structures and procedures for cooperation and joint tasking beforehand. While experience has shown that personnel in the field will quickly establish informal structures and methods for coordinating and communicating with non-military actors, relying on this combination of luck and personal history and experience is very risky. Planners should determine definitions of relevant "mission essential tasks," which NGOs/OGAs are best organized to perform them, and how best to allocate them among the non-military actors. [p. 67]

 
Improved Collaboration and Integration with Civilian Agencies on Transnational Issues

Transnational problems such as international drug trafficking, illegal migration, crime, environmental conflict or damage, access to water, and health are often tied together in conflict zones. For example, drugs, crime, the environment, and economic issues are deeply intertwined in the conflict in Colombia. If U.S. forces are present in such conflict zones, it is likely they will be exposed to these issues and may have to deal with them. The approach suggested here is that procedures be improved for military units to collaborate more with the civilian agencies that focus on these issues. Current ad hoc arrangements can be made more effective if a high-level effort is undertaken to assess how military, non-military, international (and non-government) organizations can best work together to address these complex issues. [p. 75-6]

 
Adjusting Forward Deployment and Increasing Military Engagement
and Mobility

Make U.S. forces more "expeditionary." Adust forward deployment by reducing Cold War heavy, permanently-deployed forces and increasing short-term deployments, exercises, training, military-to-military contacts, and engagement with foreign militaries. [pp. 42-3]

This paper takes the view that short-term, rotational deployments, plus increased military-to-military contacts and training can serve many of the same goals as large permanent forces in an extensive base infrastructure, and that irregular, as opposed to rote, exercises can establish effective military-to-military relationships. It holds that a more flexible and agile form of forward deployment can reduce the political and other costs of the old version.

Precipitous withdrawal is neither called for nor being called for by allies — yet. Any contemplated reductions should be coordinated with allies before actions are initiated, and usually phased withdrawals — unless other demands are made by host nations — should be the rule. Bringing selected forces back to the United States, coupled with regular combined force exercises and aperiodic deployments of military units, will allow the United States to more centrally position forces to respond to emerging contingencies without being seen as isolationist. [p. 51]

 

By Marcus Corbin
CDI Senior Analyst
mcorbin@cdi.org

View Standard Version

 

 

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